Securities Law

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Defense of Individuals Accused of “Pump and Dump” Schemes

Pump and dump schemes are deceptive practices in which individuals or groups artificially inflate the price of a security or cryptocurrency, only to sell their shares at the peak, leaving unsuspecting investors with substantial losses. These fraudulent activities can have devastating effects on investors.  The rise of pump and dump schemes is attributable to several […]

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Omission of Facts in Securities Regulation

Investors often rely on the information provided by financial advisors or brokers before purchasing a stock, security or committing to an investment strategy. After all, these individuals are legally required to disclose all relevant facts about a financial product or opportunity so that clients can make sound investment decisions.  Unfortunately, some brokers intentionally misrepresent or

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