Richard A. Serafini, ESQ
Welcome to Serafini Law Office, LLC. Richard A. Serafini, Esq. obtains the best possible results for his clients. He focuses his practice in the following areas: federal criminal defense, state white collar criminal defense, enforcement defense before the U.S. Securities and Exchange Commission and other federal and state regulatory agencies, securities arbitration, and healthcare enforcement issues.
RICHARD A. SERAFINI, ESQ
SERAFINI PROTECTS YOU AND YOUR COMPANY
Mr. Serafini handles a limited number of cases at any given time so that he may provide the personal service to each client.
Before moving into private practice, Mr. Serafini served as a senior litigator in the Criminal Division of the United States Department of Justice in Washington, DC, for 11 years. During his tenure at DOJ Mr. Serafini specialized in fraud and organized crime prosecution. Mr. Serafini joined DOJ after serving as a supervisor in the New York office of the Securities and Exchange Commission. He supervised attorneys assigned to two branches of enforcement.
Mr. Serafini received numerous awards and commendations for outstanding achievements while at the Department of Justice and the Securities and Exchange Commission.
Since leaving government service Mr. Serafini has been in the private practice of law. Initially, he worked at large law firms including one of the largest in the country before opening a solo practice. He has almost 20 years of experience representing clients in the private sector. Mr. Serafini brings his wealth of experience to the aid of his clients. He distinguishes himself by engaging government attorneys early in the investigative process to prevent the bringing of charges against his clients. Experience has taught him that a government charge itself may have devastating consequences for individuals and businesses. If unable to prevent the filing of an action, Mr. Serafini is exceptionally experienced at handling the matter through every stage of the process to help his clients achieve the best possible results. In the securities arbitration domain Mr. Serafini represents clients whose brokers and advisors have violated their fiduciary duties and the rules governing treatment of customers and the handling of the customer’s funds.
Because Mr. Serafini is a sole practitioner, he handles a limited number of cases at any given time so that he may provide the personal service to each client. Mr. Serafini has the top Martindale Hubble peer review rating of “av.” Additionally, AVVO legal ratings judges him to be “excellent.” Mr. Serafini began his legal career as a local prosecutor in New York where he served as a Special Assistant District Attorney in the New York County District Attorney’s Office and as an Assistant Attorney General in the New York Attorney General’s Office.